Public Finance Division

2017-2019 Underwriter Pool

Expires March 31, 2019

Eligible for appointments on all State and Financing Authority Bond Sales

280 Securities LLC1

Academy Securities, Inc.1, 2

Alamo Capital1

B.C. Ziegler and Company

Backstrom McCarley Berry & Co., LLC1

Barclays Capital Inc.

Blaylock Van, LLC1

BNY Mellon Capital Markets, LLC

BOK Financial Securities, Inc.

Brandis Tallman LLC1

Cabrera Capital Markets, LLC1

Cain Brothers & Company, LLC

Caldwell Sutter Capital, Inc1

Citigroup Global Markets Inc.

City National Securities, Inc.

D.A. Davidson & Co.

Drexel Hamilton LLC1

Fidelity Capital Markets

FTN Financial Capital Markets

George K. Baum & Company

Goldman, Sachs & Co., LLC

Great Pacific Securities1

Hilltop Securities Inc.

Hutchinson, Shockey, Erley & Co.1

IFS Securities Inc.1

Integral Financial, LLC1

J.P. Morgan Securities LLC

Janney Montgomery Scott LLC

Jefferies LLC

KeyBanc Capital Markets Inc.

Loop Capital Markets LLC

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesirow Financial, Inc.

Mischler Financial Group 1, 2

Morgan Stanley & Co. LLC

Neighborly Securities

Oppenheimer & Co. Inc.

Piper Jaffray & Co.

Prager & Co., LLC1

Ramirez & Co., Inc.

Raymond James & Associates, Inc.

RBC Capital Markets, LLC

Rice Financial Products Company1

Robert W. Baird & Co. Incorporated

Siebert Cisneros Shank & Co., L.L.C.1

Stern Brothers & Co.1

Stifel, Nicolaus & Company, Incorporated

TD Securities (USA) LLC

Tribal Capital Markets, LLC1

UBS Financial Services, Inc.

U.S. Bancorp Investments, Inc.

Wedbush Securities Inc.

Wells Fargo Bank, NA

Westhoff, Cone & Holmstedt1

The Williams Capital Group, L.P.1

Wulff, Hansen & Co.1

Eligible for appointments on Financing Authority Bond Sales and as a Selling Group Member on State Bond Sales

BB&T Capital Markets

Estrada Hinojosa & Company, LLC

FMSBonds, Inc

GATES Capital Corporation

The Frazer Lanier Company, Incorporated

Intercoastal Capital Markets, Inc.

Mizuho Securities USA Inc.

MUFG Securities Americas Inc.

Roosevelt & Cross Incorporated

Ross, Sinclaire & Associates, LLC

SWBC Investment Services, LLC


1 Members of State Treasurer's Office Small Business Enterprise Program

2 Members of the Disabled Veteran Business Enterprise Program